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Associate, Transaction Management

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Role Description

  • Key responsibility is to research, resolve and settlement of failing trades.
  • Check the trade status and pull-out the failing trades.
  • Find out the reason for trade fail and take necessary action (Reason: No Stock or Not instructed).
  • Co-ordinate with the oversight team and client in case for discrepancy and get the appropriate resolution. (Via e-mail).
  • Ask the involved parties to amend the changes and ensure settlement of trade within TAT.
  • Reconciliation of the custody books with accounting books.(ETD)
  • Resolve and confirm the breaks with brokers.
  • Ensure accurate reconciliation and resolution within defined TAT.
  • Define and ensure successful completion of ad-hoc requests.
  • Update the E-checklist for activities performed on daily basis.
  • Ensure adherence to SOPs.
  • Address all incoming queries and respond within TAT (Turn-around-Time).
  • Adhere to company policies and ethics of business.

Qualifications

  • Bachelor’s degree with understanding of Accounts, Finance & Capital markets, Reconciliation.

Desired Skills and Competencies

  • Associate-Min 1 year of relevant experience in Trade Settlements/Bank reconciliations/Data Analysis/Financial Audits/Derivatives/Bonds/Equities/Fixed Income/Mutual Funds/Pension funds & Cash.
  • Good understanding of finance and accounting concepts.
  • Advanced Excel like V Look Up, Pivot Table would be benefited.
KPO Mail to: 

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